Lpl research, our partner and portfolio manager, created the allocations. Gwp uses proprietary, automated, computer algorithms of futureadvisor. We are continuously improving our digital accessibility, recognizing the importance of having websites that are accessible to the widest possible audience. Financial advisory services client forms lpl financial. One of the managed platforms available to your advisor is known as model wealth portfolios, or mwp. Morgan model portfolios available in lpl financial. It offers a range of solutions and the ability to mix and.
With guided wealth portfolios gwp, we help you work toward your. Lpl opens up model wealth portfolio platform to mass affluent. Model wealth portfolios, a centrally managed feebased platform available through lpl financial, provides access to portfolios constructed by lpl financial research and other portfolio strategists. Morgan model portfolios available in lpl financial model. Through wealth management, we can help you create a diversified investment portfolio. Lpl financial research lpl financial research model wealth. Model wealth portfolios iaa offers the lpl model wealth portfolios mwp advisory program. Part 2a of form adv firm brochure strategic wealth. Thats why i use model wealth portfolios mwp to build a comprehensive investment strategy focused on your financial preferences and objectives.
Lpl financial firm brochure a58 karp financial strategies. Lpl makes its model wealth portfolio platform more attractive to advisors the independent brokerdealer is making it a lot easierand less expensivefor advisors to run their own portfolios. Morgan model portfolios available in lpl financial model wealth portfolios program mwp you have goals and we want to help you achieve them. Lpl financial announced tuesday it has expanded its model wealth portfolios platform through the addition of two new portfolios from lpl financial research and two managed alternative. In the lpl financial model wealth portfolios mwp program, lpl financial overlay portfolio management group is the clients investment manager and implements trades for the clients account based on the model portfolio investment recommendations it receives from alliancebernstein. Advisor will also have discretion for selecting third party money managers pwp. Model wealth portfolios mwp program brochure lpl financial. Lpl will have discretion to purchase and sell optimum funds pursuant to the portfolio selected for the client. Portfolios, optimum market portfolios, model wealth portfolios, and retirement plan consulting programs. Lpl will have discretion to purchase and sell optimum funds pursuant to the portfolio selected for the.
Lpl financial research offers a model in each investment theme. While knox wealth partners advisory has engaged lpl financial, llc to act in a custodial capacity and. Firm brochure adv part 2a 7 model wealth portfolios program mwp mwp offers clients a professionally managed mutual fund asset allocation program. In the lpl financial model wealth portfolios mwp program, lpl financial overlay portfolio management group is the clients investment manager and. Dovetail wealth management, llc is required to make clients aware of information that has changed.
Model wealth portfolios is a centrally managed feebased platform that provides access to portfolios constructed by lpl financial research and other portfolio strategists. Focused on meeting client needs through themebased investing. If you have any questions about the contents of this brochure, please contact us at 2035630044 or by email at. These four model portfolios were selected because all of their underlying funds had at least 20year lifetimes. In todays complex and challenging markets, you need a sound strategy with the potential to increase returns while reducing risks. Investment process and philosophy independent financial services. This program brochure provides information about the qualifications and business practices of lpl financial lpl. Model wealth portfolios program form brochure a11 1217 lpl financial llc page 3 member finra sipc established by lpl in its discretion. At lpl financial, our independence places the research team in a unique position to. Oaktrust wealth advisors, llc firm brochure form adv part 2a.
Investments in the model wealth portfolios are subject to market risk, will fluctuate and may lose value. Their strategies range from conservative to aggressive. Part 2a of form adv firm brochure strategic wealth advisors group. The mwp program is a managed mutual fund and exchange traded fund etf asset allocation program in which both iaa and lpl serve as investment advisors and provide ongoing investment advice.
Personal wealth portfolios program pwp pwp offers clients an asset management account using asset allocation model portfolios designed by lpl. Morgan asset management, morningstar investment services and quantitative advantage. I subscribe to litmangregory, leuthold, and a few others, and of course, theres lpl research backing me. Platform the sma platform or the model portfolio platform the mp platform. Wealth model portfolio service the wealth model portfolio service offered by roxborough wealth management is a flexible, riskbased service whereby each of your portfolios is given a risk rating. Investment advisory programs wealth management usa. Portfolios offer a choice of asset allocation modelseach one designed. Lpl expands model wealth portfolios financial planning. Lpl financial research provides research and recommended portfolio. Lpl offers various types of advisory services and programs, including wrap fee programs, mutual fund asset allocation programs, an advisor. The quadcore methodology, developed by lpl financial research, is a fourpronged approach to portfolio management. With model wealth portfolios, you can leverage the expertise and resources of lpl financial research and portfolio strategists including alphasimplex group, blackrock, cougar global investments, j.
For model portfolio results that reflect changes to the underlying fund allocations over its lifetime, see details in a model portfolio for every investor. Lpl financial research lpl financial research model. Effective wealth management is enhanced by the right partner. If clients would like more information on such services and programs, clients should contact the iar or advisor for a copy of the disclosure brochure. Diversified plus portfolios may exhibit bias toward the lpl financial researchs most compelling investment ideas and therefore may vary in the number of positions. In the sma platform, nwfa will assist client in identifying a third party portfolio manager sma portfolio manager from a list of sma portfolio managers made available by lpl, and the sma portfolio manager manages clients assets on a discretionary basis. Model wealth portfolios mwp personal wealth portfolios pwp optimum market portfolios omp. Model wealth portfolios, a centrally managed feebased platform available through lpl financial, provides access to. American funds objectivebased model portfolios are built by experienced portfolio managers to meet reallife goals and stay focused on realworld risks.
In the sma platform, nwfa will assist client in identifying a third party portfolio manager sma portfolio manager from a. Lpl s advisory services are made available to clients primarily through individuals associated with lpl as investment advisor representatives iars. Form adv part 2a appendix brochure which will be provided to clients at the time an agreement for. Advisor will have discretion for selecting the asset allocation model portfolio based on clients investment objective. Guided wealth portfolios gwp is a centrally managed, algorithmbased, investment program sponsored by lpl financial llc lpl. Find out more about lpl research, click here to view the lpl research brochure in pdf format. Disciplined investing starts with asset allocation.
This wrap program brochure provides information about the qualifications and business practices of lpl financial lpl. Firm brochure adv part 2a 5 wealth management wcg wealth advisors, llc through its investment advisor representatives iars provides. Morningstar investment services asset allocation solutions. Lpl will act as the overlay portfolio manager on all pwp accounts and will be authorized to purchase and sell on a discretionary basis mutual funds and equity and fixed income securities. Model wealth portfolios key features and benefits equitable. This disclosure brochure provides information about the qualifications and business. Lpl financial firm brochure a58 0316 lpl financial llc page 2 member finra sipc item 4 advisory business introduction lpl financial llc lpl is an investment advisor registered with the securities and exchange commission sec pursuant to the investment advisers act of 1940. Lpl financial firm brochure a58 0617 lpl financial llc page 4 member finra sipc the tamp or select a portfolio management firm to provide discretionary asset management services and. As the industry moves towards holistic wealth management and goalbased planning, the need to turn over asset management to thirdparty strategists has only. Client acknowledges receipt of lpls model wealth portfolios program form brochure and iars brochure supplement as required by rule. Gwp uses proprietary, automated, computer algorithms of futureadvisor to generate investment recommendations based upon model portfolios constructed by lpl. Portfolios, optimum market portfolios, model wealth portfolios and guided wealth portfolios programs. Personal wealth portfolios pwp program form brochure a9 1217 lpl financial llc page 1 member finra sipc lpl financial llc 75 state street, 22nd floor, boston, ma 02109. Wcg wealth advisors, llc investment advisor representatives will obtain the necessary financial data from the client, assist the client in determining the suitability of the mwp program and.
At all times, the portfolio will be comprised of ideas from. Lpl financials model wealth portfolio program, and lpls provision of. Lpl financial firm brochure a58 0617 lpl financial llc page 4 member finra sipc the tamp or select a portfolio management firm to provide discretionary asset management services and may provide ongoing investment advice to clients that is tailored to the individual needs of the client. Lpl will act as the overlay portfolio manager on all pwp accounts and will be authorized to purchase and sell. Through the resources of lpl, we have over 200 portfolio models to consider in creating your investment plan. The mwp program is a managed mutual fund and exchange traded fund etf asset allocation program in. For more information about the iar providing advisory services, client should refer to the brochure supplement for the iar. Futureadvisor, based upon model portfolios constructed by lpl and selected for the account as described below. Model wealth portfolios the investment team employing timetested, rigorous analytical methods strengthened by an environment that fosters intellectual curiosity, thought leadership, and integrity the priority of the research team at lpl financial is to deliver optimal performance to your model wealth portfolio. Ubs strategic advisor is a nondiscretionary, advisory program designed to provide you with ongoing advice, guidance and flexibility with the. Part 2a of form adv firm brochure strategic wealth advisors. Dovetail wealth management, llc is required to make clients aware of information that has changed since the last annual update to the firm brochure brochure and that may be important to them.
Lpl will act as the overlay portfolio manager on all pwp accounts and will be. May 21, 2012 all trademarks are the property of their respective owners. Our goal is to help you receive the highest rate of return with the least amount of risk. Lpl, at the request of the client or iar, performs tax harvesting. By affiliating with us, you has chosen to strengthen and elevate the services they provide to help guide you toward your financial goals. In such case, proceeds of taxrelated transactions may be held in cash until appropriate wash sale periods have expired. Investment philosophy lpl financial research is an. Through wealth management, we can help you create a diversified investment portfolio that aligns with your risk tolerance and time horizon.
Lpl financial firm brochure a58 0316 lpl financial llc page 2 member finra sipc item 4 advisory business introduction lpl financial llc lpl is an investment advisor registered with. If you have any questions about the contents of this brochure, please contact daxs stadjuhar, chief compliance officer by telephone at 650 5711934 or. In the lpl financial model wealth portfolios mwp program, lpl financial overlay portfolio management group is the clients investment manager and implements trades for the clients account based on the model portfolio investment recommendations it receives from alliancebernstein investments, inc. Iag will have discretion for selecting the asset allocation model portfolio based on clients investment objective. It offers a range of solutions and the ability to mix and match models for a portfolio that aligns with your risk tolerance, timeline, and goals. Investment choices include mutual funds and exchangetraded products etps. With model wealth portfolios, you can leverage the expertise and resources of lpl financial research and. March 2019 sec file 80160749 wealth enhancement advisory. Pwp advisors or mutual funds within each asset class of. We will work with you to build and preserve your wealth throughout every stage of your life. Sep 25, 2012 lpl financial announced tuesday it has expanded its model wealth portfolios platform through the addition of two new portfolios from lpl financial research and two managed alternative investment. Lpl opens up model wealth portfolio platform to mass. Currently, our disclosure brochure may be requested by contacting us at 865 2912422.
Lpl will also have authority to rebalance the account. Model wealth portfolios you and your advisor can pick and choose from the spectrum of lpl financial research guidance to find the platform that best meets your needs. For model wealth portfolios mwp accounts, each strategist will provide the investment models to lpl financial, which will have full discretion to invest mwp accounts in accordance with the models and to select other investments. Oaktrust wealth advisors, llc firm brochure form adv part 2a this brochure provides information about the qualifications and business practices of oaktrust wealth advisors, llc. Ubs access sm and managed accounts consulting are advisory programs in which affiliated and nonaffiliated investment advisors manage client accounts on a discretionary basis. Keystone financial group, llc page 1 form adv part 2a. Personal wealth portfolios help simplify the complex process of investment management. Equitable advisors and lpl financial do not provide legal or tax advice. Model wealth portfolios is a professionally managed mutual fund and exchangetraded fund etf asset allocation program that help you reach your goals.
Investment advisory programs ubs united states of america. Adv part 2a firm brochure page 2 dovetail wealth management, llc item 2. Advisor will also have discretion for selecting third party money managers pwp advisors or mutual funds within each asset class of the model portfolio. If appropriate for your portfolio, i will work with you to determine.